Wealth Management Compliance

Q: Can Facctum support ongoing client screening?

Yes. Facctum supports continuous screening of clients and counterparties as risk indicators, data sources, and external conditions change.

Q: Is Facctum suitable for complex client entities?

Yes. Facctum supports screening across complex client and counterparty entities using structured data and configurable matching logic.

Q: Can we screen against internal risk lists as well as sanctions lists?

Yes. Facctum supports internal watchlists alongside global sanctions, PEP, and adverse media data through a single governed data layer.

Q: Does Facctum reduce false positives?

Facctum applies probabilistic scoring, configurable filters, and data normalisation to help reduce noise and prioritise higher-risk matches without sacrificing regulatory coverage.

Q: Can Facctum integrate into portfolio and compliance systems?

Yes. Facctum follows an API-first architecture, allowing screening, monitoring, and alerting capabilities to be integrated directly into wealth and asset management platforms.

Facctum helps firms screen against sanctions and PEP lists, monitor ongoing risk, and maintain audit-ready compliance workflows across jurisdictions.

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Explore Our Compliance Suite

Smart, scalable tools built to strengthen AML, screening, and monitoring across financial institutions.

Customer Screening

Screen customers and counterparties in real time with accurate risk profiling built for fast, compliant onboarding workflows.

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Watchlist Management

Centralise, govern, and enrich sanctions, PEP, and adverse media lists to improve screening accuracy and reduce false positives.

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Payment Screening

Screen payment parties and transaction data against sanctions, PEPs, and watchlists to identify financial crime risk.

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Transaction Monitoring

Continuously monitor transaction streams to identify suspicious behaviour patterns and flag real risks in real time.

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Alert Adjudication

Standardise and accelerate alert investigations with explainable AI scoring that reduces manual effort and false positives.

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Watchlist Management

Centralise, govern, and enrich sanctions, PEP, and adverse media lists to improve screening accuracy and reduce false positives.

Learn More

Customer Screening

Screen customers and counterparties in real time with accurate risk profiling built for fast, compliant onboarding workflows.

Learn More

Payment Screening

Screen payment parties and transaction data against sanctions, PEPs, and watchlists to identify financial crime risk.

Learn More

Transaction Monitoring

Continuously monitor transaction streams to identify suspicious behaviour patterns and flag real risks in real time.

Learn More

Alert Adjudication

Standardise and accelerate alert investigations with explainable AI scoring that reduces manual effort and false positives.

Learn More

Watchlist Management

Centralise, govern, and enrich sanctions, PEP, and adverse media lists to improve screening accuracy and reduce false positives.

Learn More

Customer Screening

Screen customers and counterparties in real time with accurate risk profiling built for fast, compliant onboarding workflows.

Learn More

Payment Screening

Screen payment parties and transaction data against sanctions, PEPs, and watchlists to identify financial crime risk.

Learn More

Transaction Monitoring

Continuously monitor transaction streams to identify suspicious behaviour patterns and flag real risks in real time.

Learn More

Alert Adjudication

Standardise and accelerate alert investigations with explainable AI scoring that reduces manual effort and false positives.

Learn More

Why Compliance Pressure Is Increasing for Wealth and Asset Managers

Wealth and asset managers face heightened regulatory scrutiny, increasing sanctions obligations, and growing reputational risk exposure. Legacy screening tools struggle to support complex client structures, cross-border investments, and evolving AML requirements.

Complex Client Structures

High-net-worth individuals, trusts, and corporate vehicles introduce screening complexity and hidden risk exposure.

Cross-Border Investment Risk

Global portfolios expose firms to multiple sanctions regimes and regulatory requirements.

Ongoing Risk Obligations

Regulators expect continuous screening and monitoring across client lifecycles, not only at onboarding.

Reputational Exposure

Failure to detect sanctions or PEP exposure can result in severe reputational and regulatory consequences.

How Facctum Helps Wealth and Asset Managers Strengthen Compliance Oversight

Facctum prepares and governs compliance data so wealth and asset managers can screen clients and counterparties accurately, reduce false positives, and stay regulator-ready across complex investment environments.

Ingest Client and Counterparty Data

Facctum ingests client records, counterparty details, and internal risk lists from portfolio, compliance, and operations systems.

Normalise and Structure Records

Incoming data is standardised into consistent formats to support accurate name and entity screening.

Deduplicate and Resolve Identities

Duplicate records to reduce noise and repeat alerts.

Apply Client and Counterparty Screening

Clients and counterparties are screened against sanctions, PEP, adverse media, and internal risk lists during lifecycle events and periodic reviews.

Score and Filter Results

Probabilistic scoring and configurable filters are applied to prioritise higher-risk matches and reduce false positives.

Generate Review-Ready Alerts

Structured alerts are created with full data context, helping analysts understand why a client or counterparty was flagged.

Route and Prioritise Cases

Alerts are triaged and prioritised based on risk level, client type, and exposure to prevent backlogs.

Maintain Audit-Ready Records

All screening decisions, data changes, and adjudication actions are logged to support regulatory review and internal governance.

Why Wealth and Asset Managers Choose Facctum

Facctum is designed to support regulated investment environments by improving screening efficiency, reducing manual review load, and maintaining regulatory readiness at scale.

Fast Screening

Facctum delivers real-time screening results in under 80 milliseconds. Whether you’re processing SWIFT, SEPA Instant, or ISO 20022 transactions, payments stay compliant without slowing down. Explore Payment Screening to see how our technology keeps every transaction moving.

Always On, Always Compliant

With 99.9% uptime, Facctum keeps your AML operations running without interruption, even during peak volumes or system changes. Your compliance team can focus on decisions, not downtime. Learn more in Alert Adjudication about how we keep workflows live and audit-ready.

Sanctions Updates Within Minutes

Our platform refreshes regulatory watchlists in under 5 minutes, so you’re always screening against the latest data. No more lag between updates and checks, only timely, accurate alerts. See how FacctList automates sanctions and list management across global jurisdictions.

Scales With You - 5 Million+ Records

Facctum already handles over 5 million watchlist records for banks and neobanks worldwide. From sanctions, PEPs and internal lists, our platform grows as your compliance needs grow. Discover FacctView for seamless customer and counterparty screening at any scale.

Designed for Wealth and Asset Management Platforms

Facctum integrates into portfolio and compliance workflows to support client screening, monitoring, and alert resolution across complex investment environments.

Ready to Strengthen Your Compliance Oversight?

Facctum helps wealth and asset managers screen clients and counterparties accurately while maintaining audit-ready compliance workflows at scale.

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Wealth & Asset Management Compliance FAQs

Answers to common questions about client and counterparty screening, ongoing monitoring, and regulatory readiness for wealth and asset management firms.

Can Facctum support ongoing client screening?

Is Facctum suitable for complex client entities?

Can we screen against internal risk lists as well as sanctions lists?

Does Facctum reduce false positives?

Can Facctum integrate into portfolio and compliance systems?